Mystic Asset Management

Overview

Mystic Asset Management is an SEC registered investment adviser based in Warwick, RI, registered since 2014. It reports $615M in assets under management across 371 accounts, with 3 employees.

Reported AUM

$615M

Discretionary

98%

Accounts

371

Average account

$1.7M

Employees

3

Registered since

2014

Jurisdictions

7

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 2 of 2

• Sotirios Mike Pappas President, Chief Executive Officer, Chief Compliance Officer CRD 3203303
• David William Allaire Vice President, Chief Financial Officer CRD 1906408

Location

Headquarters

1287 Post Rd
Warwick, RI 02888

County

Kent

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Registrations

• SEC registered
• Registered in 7 jurisdictions
• Website: mysticassetmanagement.com

Every state, with registration dates

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