The Retirement Planning Company of New England, Inc.

Overview

The Retirement Planning Company of New England, Inc. is an SEC registered investment adviser based in Warwick, RI, registered since 1996. It reports $394M in assets under management across 1,312 accounts, with 4 employees. It has 4 investment adviser representatives.

Reported AUM

$394M

Discretionary

94%

Accounts

1,312

Average account

$301K

Employees

4

Advisory reps

4

Registered since

1996

Jurisdictions

10

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 2 of 2

• David William Allaire President CRD 1906408
• Sotirios Mike Pappas Chief Compliance Officer CRD 3203303

Advisory reps 3 of 4

• David William Allaire Registered Rep · Investment Adviser Rep CRD 1906408
• Sotirios Mike Pappas Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3203303
• Scott Bruce Seidman Investment Adviser Rep CRD 1247353

1 more advisory rep, with emails, phones and branch locations

Location

Headquarters

1287 Post Rd
Warwick, RI 02888

County

Kent

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Registrations

• SEC registered
• Registered in 10 jurisdictions
• Website: retirementplanningco.com

Every state, with registration dates

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