Arlen Capital, LLC

Overview

Arlen Capital, LLC is an SEC registered investment adviser based in Warwick, RI, registered since 2004. It reports $349M in assets under management across 690 accounts, with 6 employees. It has 4 investment adviser representatives.

Reported AUM

$349M

Discretionary

99%

Accounts

690

Average account

$506K

Employees

6

Advisory reps

4

Registered since

2004

Jurisdictions

11

As reported in the firm's February 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Percentage of Assets

Executive officers 3 of 3

• Peter Anthony Sullivan President, Manager CRD 828191
• Frank Peter McGoff Chief Compliance Officer, Executive Vice President CRD 865966
• Adam McCrystal Sullivan Executive Vice President CRD 4901150

Advisory reps 3 of 4

• Frank Peter Mcgoff Insurance Agent · Registered Rep · Investment Adviser Rep CRD 865966
• David A Nabb Investment Adviser Rep CRD 5174911
• Adam M Sullivan Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4901150

1 more advisory rep, with emails, phones and branch locations

Location

Headquarters

117 Metro Center Blvd Ste 2006
Warwick, RI 02886

County

Kent

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Registrations

• SEC registered
• Registered in 11 jurisdictions
• Website: arlencorp.com

Every state, with registration dates

Similar firms near Warwick

• Mystic Asset ManagementWarwick, RI$615M AUM
• The Retirement Planning Company of New England, Inc.Warwick, RI$394M AUM
• Financial Independence, LLCWarwick, RI$288M AUM
• Diversified Resources, LLCWarwick, RI$269M AUM
• Old Forge Wealth Management, LLCWarwick, RI$99M AUM