Securities Management & Research, Inc.

Overview

Securities Management & Research, Inc. is a Broker Dealer based in Cedar Rapids, IA, formed in 1964 in Florida. Its 66 registered representatives work across 50 branch offices in 22 states.

Registered reps

66

Branch offices

50

Formed

1964

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• Oil & Gas Partnerships
• 7 more

Executive officers 3 of 9

• Andrew James Christofferson Chief Executive Officer, President CRD 3248381
• Thomas Joseph Berthel Chairperson of the Board, Executive Vice President CRD 823289
• Brian Michael Rupp Chief Financial Officer, Treasurer CRD 6721718

6 more executive officers, with direct contact details

Registered reps 3 of 66

• Edwin A Alft Insurance Agent · Registered Rep CRD 1773831
• Robert R Anderson Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3264613
• Jasmine Enid Ards Registered Rep CRD 5496990

63 more registered reps, with emails, phones and branch locations

Location

Headquarters

4201 42nd St NE Ste 100
Cedar Rapids, IA 52402

County

Linn

Metro area

Cedar Rapids, IA

Region

Midwest

Branch offices

50 in 22 states, including Tulsa, OK, Las Vegas, NV and Henderson, NV

Registrations

• FINRA member, corporation formed in Florida
• Registered in 52 jurisdictions
• Website: berthel.com

Every state, with registration dates

Similar firms near Cedar Rapids

• Berthel, Fisher & Company Financial Services, Inc.Cedar Rapids, IA282 reps
• Nations Financial Group, Inc.Cedar Rapids, IA94 reps
• Wilton Re Distributors LLCCedar Rapids, IA3 reps
• Cambridge Investment Research, Inc.Fairfield, IA4,904 reps
• Principal Securities, Inc.Des Moines, IA2,784 reps