Berthel, Fisher & Company Financial Services, Inc.

Overview

Berthel, Fisher & Company Financial Services, Inc. is a Broker Dealer and registered investment adviser based in Cedar Rapids, IA, registered since 1983. It reports $906M in assets under management across 3,352 accounts, with 100 employees. Its 284 registered representatives work across 168 branch offices in 33 states.

Reported AUM

$906M

Discretionary

48%

Accounts

3,352

Average account

$27K

Employees

100

Registered reps

284

Branch offices

168

Registered since

1983

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Selection of Other Advisors

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• 11 more

Executive officers 3 of 12

• Andrew James Christofferson Chief Executive Officer, President, Chief Operating Officer CRD 3248381
• Thomas Joseph Berthel Chairperson of the Board, Executive Vice President, Chief Executive Officer CRD 823289
• Brian Michael Rupp Chief Financial Officer, Treasurer, Vice President CRD 6721718

9 more executive officers, with direct contact details

Registered reps 3 of 284

• Robert Wayne Bagby Jr. Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1936722
• Vincent Roland Bailey Jr. Registered Rep CRD 4775416
• Mark Peder Bakkum Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6420037

281 more registered reps, with emails, phones and branch locations

Location

Headquarters

4201 42nd St NE Ste 100
Cedar Rapids, IA 52402

County

Linn

Metro area

Cedar Rapids, IA

Region

Midwest

Branch offices

168 in 33 states, including Bismarck, ND, Bellingham, WA and Des Moines, IA

Registrations

• SEC registered, corporation formed in Iowa
• Registered in 51 jurisdictions
• Website: berthel.com

Every state, with registration dates

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