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professional profile

Steven Allan Carl

RRIAR Madison, WI CRD 2749848 Last verified October 2026

Overview

Steven Allan Carl is a registered representative and an investment adviser representative based in Madison, WI, with 30 years in the industry.

Years in the industry
30
States registered
51
Exams passed
7
Current firms
2

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

  • Registered in 51 states
  • Series 24
  • Series 6
  • Series 63
  • Series 65
  • Series 7
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1996

Book and practice

Firm assets under management on file

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