Skip to main content
professional profile

James Louis Wallace

RRIAR Boston, MA CRD 2099074 Last verified October 2026

Overview

James Louis Wallace is a registered representative and an investment adviser representative based in Boston, MA, with 35 years in the industry.

Years in the industry
35
States registered
2
Exams passed
18
Current firms
1

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

  • Registered in 2 states
  • Series 10
  • Series 24
  • Series 27
  • Series 4
  • Series 52TO
  • Series 53
  • Series 55
  • Series 57TO
  • Series 6
  • Series 63
  • Series 65
  • Series 66
  • Series 7
  • Series 79TO
  • Series 8
  • Series 9
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1991

Book and practice

Firm assets under management on file

request a demo

See what we have on James

We'll walk you through the full profile and how to find more people like James.

Enter your first name.

Enter your last name.

Enter a work email, like you@firm.com.

Enter your company.

Sign in Request a demo