Capitol Securities Management, Inc.

Overview

Capitol Securities Management, Inc. is a Broker Dealer and registered investment adviser based in Glen Allen, VA, registered since 1983. It reports $2.2B in assets under management across 3,970 accounts, with 170 employees. Its 143 registered representatives work across 40 branch offices in 11 states.

Reported AUM

$2.2B

Discretionary

85%

Accounts

3,970

Average account

$545K

Employees

170

Registered reps

143

Branch offices

40

Registered since

1983

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Other clients
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Options
• 9 more

Executive officers 3 of 5

• Joseph Aristotle Jianos Chairperson, Chief Executive Officer, Chairman CRD 1374020
• Edward Lee Wetherell Chief Strategy Officer CRD 2159349
• James Louis Wallace Chief Operating Officer CRD 2099074

2 more executive officers, with direct contact details

Registered reps 3 of 143

• Roy Alexander Registered Rep · Investment Adviser Rep CRD 4313613
• Morgan R Allen Investment Adviser Rep CRD 6566064
• Jerry Gayle Alley Registered Rep · Investment Adviser Rep CRD 1571590

140 more registered reps, with emails, phones and branch locations

Location

Headquarters

4050 Innslake Dr Ste 250
Glen Allen, VA 23060

County

Henrico

Metro area

Richmond, VA

Region

South

Branch offices

40 in 11 states, including Leesburg, VA, Reston, VA and Anderson, SC

Registrations

• SEC registered, corporation formed in Virginia
• Registered in 52 jurisdictions
• Website: capitolsecurities.com

Every state, with registration dates

Similar firms near Glen Allen

• Capital Brokerage CorporationGlen Allen, VA52 reps
• Transact Capital Securities, LLCGlen Allen, VA11 reps
• Dominion Partners, L.C.Glen Allen, VA4 reps
• Davenport & Company LLCRichmond, VA389 reps
• Harris WilliamsRichmond, VA346 reps