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professional profile

Steven Jay Sherwood

RRIAR Newport Beach, CA CRD 1901510 Last verified October 2026

Overview

Steven Jay Sherwood is a registered representative and an investment adviser representative based in Newport Beach, CA, with 37 years in the industry.

Years in the industry
37
States registered
2
Exams passed
5
Current firms
1

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

  • Registered in 2 states
  • Series 22
  • Series 39
  • Series 63
  • Series 65
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1989

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