Cws Investments

Overview

Cws Investments is a Broker Dealer and registered investment adviser based in Newport Beach, CA, registered since 1989. Its 18 registered representatives work across 2 branch offices in 2 states.

Employees

27

Registered reps

18

Branch offices

2

Registered since

1989

Jurisdictions

35

As reported in the firm's February 2026 filing.

Contact

1 phone number on file

Practice

Services

• Other Advisory Services

Fee structure

Other Fees

Products and services

• Alternative Investments
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Private Placements
• Securitities of One Issuer

Executive officers 3 of 3

• Steven Jay Sherwood President, Secretary, Chief Financial Officer CRD 1901510
• Mark Ryan Ruggles Chief Operating Officer, Chief Compliance Officer CRD 2637412
• Gary Charles Carmell Vice President CRD 2595391

Registered reps 3 of 18

• Lauretta Ann Anderson Registered Rep CRD 2595399
• Mary Ellen Barlow Registered Rep CRD 3093603
• Michael James Brittingham Registered Rep · Investment Adviser Rep CRD 6399523

15 more registered reps, with emails, phones and branch locations

Location

Headquarters

14 Corporate Plaza Dr Ste 210
Newport Beach, CA 92660

County

Orange

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

2 in 2 states, including Austin, TX

Registrations

• State registered, corporation formed in California
• Registered in 35 jurisdictions
• Website: cwscapital.com

Every state, with registration dates

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