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professional profile

Clifford Burrell Tracy Jr.

RRIAR Providence, RI CRD 1213468 Last verified October 2026

Overview

Clifford Burrell Tracy Jr. is a registered representative and an investment adviser representative based in Providence, RI, with 42 years in the industry.

Years in the industry
42
States registered
11
Exams passed
7
Current firms
2

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 11 states
  • Series 24
  • Series 3
  • Series 63
  • Series 65
  • Series 7
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1983

Book and practice

Firm assets under management on file

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