Brown, Lisle/Cummings, Inc.

Overview

Brown, Lisle/Cummings, Inc. is a Broker Dealer and registered investment adviser based in Providence, RI, registered since 1966. It reports $487M in assets under management across 490 accounts, with 13 employees. Its 13 registered representatives work across 1 branch offices in 1 state.

Reported AUM

$487M

Discretionary

99%

Accounts

490

Average account

$995K

Employees

13

Registered reps

13

Branch offices

1

Registered since

1966

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• Retirement/Pension Products
• 4 more

Executive officers 3 of 6

• David Anthony Izzi President, Secretary, Treasurer CRD 2027961
• Clifford Burrell Tracy Jr Vice President CRD 1213468
• John Arthur Marginson Vice President CRD 860727

3 more executive officers, with direct contact details

Registered reps 3 of 13

• Mark Harriman Chafee Registered Rep · Investment Adviser Rep CRD 1643951
• Christine Saugy Hagopian Registered Rep CRD 1845199
• Nathaniel Benjamin Hahn Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4751081

10 more registered reps, with emails, phones and branch locations

Location

Headquarters

56 Exchange Ter Ste 300
Providence, RI 02903

County

Providence

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Branch offices

1 in 1 state

Registrations

• SEC registered, corporation formed in Rhode Island
• Registered in 35 jurisdictions
• Website: brownlc.com

Every state, with registration dates

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