B.B. Graham & Company, Inc.

Overview

B.B. Graham & Company, Inc. is a Broker Dealer and registered investment adviser based in Orange, CA, registered since 1997. It reports $322M in assets under management across 427 accounts, with 32 employees. Its 84 registered representatives work across 26 branch offices in 12 states.

Reported AUM

$322M

Discretionary

55%

Accounts

427

Average account

$753K

Employees

32

Registered reps

84

Branch offices

26

Registered since

1997

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Oil & Gas Partnerships
• 9 more

Executive officers 3 of 4

• Bruce Edwin Graham President, Chief Financial Officer, Financial and Operations Principal CRD 2563258
• Douglas Brad Callen Senior Vice President, Principal Operations Officer CRD 2133945
• John Wayne Bettfreund Jr Chief Compliance Officer CRD 1448436

1 more executive officer, with direct contact details

Registered reps 3 of 84

• David F Aboud Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1545223
• Sharon Kaye Adams Registered Rep · Investment Adviser Rep CRD 1180907
• Matthew James Anderson Registered Rep · Investment Adviser Rep CRD 4992743

81 more registered reps, with emails, phones and branch locations

Location

Headquarters

1700 W Katella Ave
Orange, CA 92867

County

Orange

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

26 in 12 states, including Austin, TX, Alton, IL and Aliso Viejo, CA

Registrations

• SEC registered, corporation formed in California
• Registered in 51 jurisdictions
• Website: bbgraham.com

Every state, with registration dates

Similar firms near Orange

• Guardian Financial Partners, LLCOrange, CA$912M AUM
• BW & Associates, Inc.Orange, CA$693M AUM
• Secura FinancialOrange, CA$32M AUM
• Tabr Capital Management, LLCOrange, CA$241M AUM
• Pacific Investment ResearchOrange, CA$15M AUM