firm profile
BW & Associates, Inc.
Overview
BW & Associates, Inc. is an SEC registered investment adviser based in Orange, CA, registered since 2016. It reports $693M in assets under management across 1,229 accounts, with 5 employees. It has 2 investment adviser representatives.
- Reported AUM
- $693M
- Accounts
- 1,229
- Average account
- $564K
- Employees
- 5
- Advisory reps
- 2
- Registered since
- 2016
- Jurisdictions
- 5
As reported in the firm's September 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Percentage of Assets
Executive officers 3 of 4
- Bonnie Sue Wusz President CRD 1141949
- Laurel Anne Hackett Chief Compliance Officer CRD 3223067
- Matthew David Rothchild Chief Compliance Officer CRD 5143603
1 more executive officer, with direct contact details
Advisory reps 2 of 2
- Laurel Anne Hackett Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3223067
- Bonnie Sue Wusz Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1141949
Location
- Headquarters
- 3111 N Tustin St Ste 215
Orange, CA 92865 - County
- Orange
- Metro area
- Los Angeles-Long Beach-Anaheim, CA
- Region
- West
Registrations
- SEC registered
- Registered in 5 jurisdictions
- Website: bwandassociatesinc.com
Every state, with registration dates
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