Stephens

Overview

Stephens is a Broker Dealer and registered investment adviser based in Little Rock, AR, registered since 1946. It reports $18B in assets under management across 21,991 accounts, with 611 employees. Its 592 registered representatives work across 26 branch offices in 13 states.

Reported AUM

$18B

Discretionary

77%

Accounts

21,991

Average account

$821K

Employees

611

Registered reps

592

Branch offices

26

Registered since

1946

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Periodicals or Newsletters
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Banks or Thrifts
• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Insurance Companies
• Other clients
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• 11 more

Executive officers 3 of 9

• John Calhoun Stephens Co-Chief Executive Officer CRD 5384316
• Warren Miles Amerine Stephens Co-Chief Executive Officer CRD 5399161
• Curtis Franklin Bradbury Jr Vice Chairman Of Board, Sr Exec Vice President, Vice Chairman CRD 810347

6 more executive officers, with direct contact details

Registered reps 3 of 592

• Creighton Williams Abrams III Registered Rep CRD 7622194
• Phyllis A Achor Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1465724
• Catrice Lavell Adams Registered Rep CRD 2644716

589 more registered reps, with emails, phones and branch locations

Location

Headquarters

111 Center St
Little Rock, AR 72201

County

Pulaski

Metro area

Little Rock-North Little Rock-Conway, AR

Region

South

Branch offices

26 in 13 states, including Austin, TX, Bluffton, SC and Atlanta, GA

Registrations

• SEC registered, corporation formed in Arkansas
• Registered in 52 jurisdictions
• Website: stephens.com

Every state, with registration dates

Similar firms near Little Rock

• Stephens Investment Management Group, LLCLittle Rock, AR$9.5B AUM
• Naviter Wealth, LLCLittle Rock, AR$1.9B AUM
• Stephens Group Asset Management, LLCLittle Rock, AR$1.7B AUM
• Legacy Capital Wealth Partners, LLCLittle Rock, AR$1.5B AUM
• Foundation Resource Management, Inc.Little Rock, AR$1.1B AUM