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firm profile

Stephens Investment Management Group, LLC

RIA Little Rock, AR CRD 136369 Last verified October 2026

Overview

Stephens Investment Management Group, LLC is an SEC registered investment adviser based in Little Rock, AR, registered since 2005. It reports $9.5B in assets under management across 277 accounts, with 22 employees. It has 10 investment adviser representatives.

Reported AUM
$9.5B
Discretionary
100%
Accounts
277
Average account
$34.5M
Employees
22
Advisory reps
10
Registered since
2005
Jurisdictions
39

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Individuals or Small Business
  • Management for Investment Companies
  • Other Advisory Services
  • Portfolio Management for Businesses or Institutional Clients
Client types
  • Corporations/Businesses
  • Government
  • High Net Worth Individuals
  • Investment Companies
  • Other clients
  • Pension/Profit Sharing Plan
  • Pooled Investment Vehicles
Fee structure
Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.

Executive officers 3 of 4

  • Joseph Warren Simpson President, Chief Executive Officer CRD 1036571
  • Allison Rhodes Chief Compliance Officer, General Counsel CRD 7547751
  • Michael William Nolte Chief Operating Officer, Senior Vice President CRD 1462528

1 more executive officer, with direct contact details

Advisory reps 3 of 10

7 more advisory reps, with emails, phones and branch locations

Location

Headquarters
111 Center St
Little Rock, AR 72201
County
Pulaski
Metro area
Little Rock-North Little Rock-Conway, AR
Region
South

Registrations

Every state, with registration dates

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