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firm profile

Northwestern Mutual Investment Management Company, LLC

RIA Milwaukee, WI CRD 307865 Last verified October 2026

Overview

Northwestern Mutual Investment Management Company, LLC is an SEC registered investment adviser based in Milwaukee, WI, registered since 2020. It reports $323B in assets under management across 32 accounts, with 246 employees.

Reported AUM
$323B
Discretionary
100%
Accounts
32
Average account
$10.1B
Employees
246
Registered since
2020
Jurisdictions
11

As reported in the firm's May 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Other Advisors
Client types
  • Banks or Thrifts
  • Charities and Non-Profits
  • Insurance Companies
  • Pooled Investment Vehicles
Fee structure
Percentage of Assets and Performance-Based Fees

Executive officers 3 of 9

  • John Emerson Bentley Chairman, President CRD 6613753
  • Daniel Michael Flesch Chief Operating Officer CRD 8022314
  • Deborah Allison Schultz Director, Vice President, Chief Risk Officer CRD 7440134

6 more executive officers, with direct contact details

Location

Headquarters
720 E Wisconsin Ave
Milwaukee, WI 53202
County
Milwaukee
Metro area
Milwaukee-Waukesha, WI
Region
Midwest

Registrations

Every state, with registration dates

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