firm profile

Tidal Investments LLC

RIA Milwaukee, WI CRD 164201 Last verified October 2026

Overview

Tidal Investments LLC is an SEC registered investment adviser based in Milwaukee, WI, registered since 2012. It reports $45.8B in assets under management across 491 accounts, with 207 employees.

Reported AUM: $45.8B
Discretionary: 100%
Accounts: 491
Average account: $93.3M
Employees: 207
Registered since: 2012
Jurisdictions: 5

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services: Individuals or Small Business
Management for Investment Companies
Other Advisory Services
Pension Consulting
Selection of Other Advisors
Client types: Charities and Non-Profits
Corporations/Businesses
High Net Worth Individuals
Individuals
Investment Companies
Other Investment Advisors
Pension/Profit Sharing Plan
Pooled Investment Vehicles
Fee structure: Fixed Fees and Percentage of Assets

Executive officers 3 of 11

Gavin Clark Filmore Chief Executive Officer, Director CRD 5217686
Guillermo Trias Executive Chairman, Director CRD 6370254
Claire Vivienne Du Plessis Chief Marketing Officer CRD 8218600

8 more executive officers, with direct contact details

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Location

Headquarters: 234 W Florida St Ste 700
Milwaukee, WI 53204
County: Milwaukee
Metro area: Milwaukee-Waukesha, WI
Region: Midwest

Registrations

SEC registered
Registered in 5 jurisdictions

Every state, with registration dates

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