The Financial Legacy Group

Overview

The Financial Legacy Group is an SEC registered investment adviser based in Charlotte, NC, registered since 2017. It reports $107M in assets under management across 414 accounts, with 3 employees. It has 2 investment adviser representatives.

Reported AUM

$107M

Discretionary

100%

Accounts

414

Average account

$259K

Employees

3

Advisory reps

2

Registered since

2017

Jurisdictions

3

As reported in the firm's January 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Other Advisory Services

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 1 of 1

• Steven Paul Abels Managing Member, Chief Compliance Officer CRD 4205168

Advisory reps 2 of 2

• Steven P Abels Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4205168
• Alaric Spencer Insurance Agent · Investment Adviser Rep CRD 8058109

Location

Headquarters

2108 South Blvd Ste 109
Charlotte, NC 28203

County

Mecklenburg

Metro area

Charlotte-Concord-Gastonia, NC-SC

Region

South

Registrations

• SEC registered
• Registered in 3 jurisdictions
• Website: thefinanciallegacygroup.com

Every state, with registration dates

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