Barings LLC

Overview

Barings LLC is an SEC registered investment adviser based in Charlotte, NC, registered since 1940. It reports $393B in assets under management across 417 accounts, with 1,101 employees.

Reported AUM

$393B

Discretionary

97%

Accounts

417

Average account

$942M

Employees

1,101

Registered since

1940

Jurisdictions

51

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Individuals or Small Business
• Management for Investment Companies
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Banks or Thrifts
• Corporations/Businesses
• Insurance Companies
• Investment Companies
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Fixed Fees, Percentage of Assets and Performance-Based Fees

Executive officers 3 of 18

• Michael David Freno President, Chief Executive Officer, Chairman of the Board of Managers CRD 6914227
• Eric James Lloyd Vice Chairman CRD 2314965
• Bradley Gordon Finkle Chief Operating Officer CRD 2663338

15 more executive officers, with direct contact details

Location

Headquarters

300 S Tryon St Ste 2500
Charlotte, NC 28202

County

Mecklenburg

Metro area

Charlotte-Concord-Gastonia, NC-SC

Region

South

Registrations

• SEC registered
• Registered in 51 jurisdictions

Every state, with registration dates

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