Cetera Investment Management LLC

Overview

Cetera Investment Management LLC is an SEC registered investment adviser based in Schaumburg, IL, registered since 2012. It has 9 investment adviser representatives.

Employees

25

Advisory reps

9

Registered since

2012

Jurisdictions

2

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Other Advisory Services

Fee structure

Other Fees

Executive officers 3 of 14

• Joseph Daniel Neary Manager, Vice President, Chief Executive Officer CRD 2993505
• Gene Fitzgerald Goldman Chief Investment Officer, Manager CRD 2630667
• Jeffrey Robert Buchheister Chief Financial Officer CRD 4709900

11 more executive officers, with direct contact details

Advisory reps 3 of 9

• Tyler Akerlind Registered Rep · Investment Adviser Rep CRD 7061711
• Richard Paul Anderson Registered Rep · Investment Adviser Rep CRD 1280599
• Matthew Gregory Bregozzo Registered Rep · Investment Adviser Rep CRD 5881295

6 more advisory reps, with emails, phones and branch locations

Location

Headquarters

1450 American Ln Ste 650
Schaumburg, IL 60173

County

Cook

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Registrations

• SEC registered
• Registered in 2 jurisdictions
• Website: cetera.com/cetera_investment_management

Every state, with registration dates

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