Capital Wealth Management, LLC

Overview

Capital Wealth Management, LLC is an SEC registered investment adviser based in West Warwick, RI, registered since 2012. It reports $1.1B in assets under management across 660 accounts, with 16 employees. It has 12 investment adviser representatives.

Reported AUM

$1.1B

Discretionary

100%

Accounts

660

Average account

$1.7M

Employees

16

Advisory reps

12

Registered since

2012

Jurisdictions

13

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees and Percentage of Assets

Executive officers 3 of 3

• Lee Alan Duckworth President, Chief Executive Officer, Chief Compliance Officer CRD 2097591
• Lawrence Francis Dooley Jr Chief Investment Officer CRD 2376082
• Brian Andrew Glatz Director of Research CRD 2785407

Advisory reps 3 of 12

• Peter J Alofsin Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2274434
• Curt A Caserta Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2709324
• Lawrence Francis Dooley Jr. Investment Adviser Rep CRD 2376082

9 more advisory reps, with emails, phones and branch locations

Location

Headquarters

1300 Division Rd Ste 203
West Warwick, RI 02893

County

Kent

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Registrations

• SEC registered
• Registered in 13 jurisdictions
• Website: capitalwealthllc.com

Every state, with registration dates

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