firm profile

Fiam LLC

RIA Smithfield, RI CRD 133196 Last verified October 2026

Overview

Fiam LLC is an SEC registered investment adviser based in Smithfield, RI, registered since 2004. It reports $348B in assets under management across 647 accounts, with 196 employees.

Reported AUM: $348B
Discretionary: 100%
Accounts: 647
Average account: $537M
Employees: 196
Registered since: 2004
Jurisdictions: 38

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services: Individuals or Small Business
Management for Investment Companies
Pension Consulting
Portfolio Management for Businesses or Institutional Clients
Selection of Other Advisors
Client types: Charities and Non-Profits
Corporations/Businesses
Government
High Net Worth Individuals
Insurance Companies
Investment Companies
Other Investment Advisors
Pension/Profit Sharing Plan
Pooled Investment Vehicles
Fee structure: Other Fees, Percentage of Assets and Performance-Based Fees

Executive officers 3 of 11

Richard Joseph Hogan President, Director CRD 7305975
Christopher Michael Gouveia Chief Compliance Officer CRD 7690152
Stephanie Jean Brown Chief Compliance Officer CRD 7690144

8 more executive officers, with direct contact details

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Location

Headquarters: 900 Salem St
Smithfield, RI 02917
County: Providence
Metro area: Providence-Warwick, RI-MA
Region: Northeast

Registrations

SEC registered
Registered in 38 jurisdictions

Every state, with registration dates

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