Wealth Management

Overview

Wealth Management is an SEC registered investment adviser based in Norfolk, NE, registered since 2006. It reports $3.7B in assets under management across 4,751 accounts, with 61 employees. It has 45 investment adviser representatives.

Reported AUM

$3.7B

Discretionary

99%

Accounts

4,751

Average account

$781K

Employees

61

Advisory reps

45

Registered since

2006

Jurisdictions

36

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Pension Consulting
• Periodicals or Newsletters
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 2 of 2

• Jared Matthew Faltys Chief Executive CRD 4725174
• Nathan Aubrey Raabe Chief Compliance Officer CRD 5562130

Advisory reps 3 of 45

• Robert Dean Almquist Investment Adviser Rep CRD 5430169
• Ryan C Anderson Investment Adviser Rep CRD 6855981
• Sarah Elizabeth Berry Investment Adviser Rep CRD 7407407

42 more advisory reps, with emails, phones and branch locations

Location

Headquarters

125 S 4th St
Norfolk, NE 68701

County

Madison

Metro area

Norfolk, NE

Region

Midwest

Registrations

• SEC registered
• Registered in 36 jurisdictions
• Website: 403bplan.net

Every state, with registration dates

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