Professional Planning Group

Overview

Professional Planning Group is an SEC registered investment adviser based in Westerly, RI, registered since 1980. It reports $1.3B in assets under management across 2,395 accounts, with 16 employees. It has 9 investment adviser representatives.

Reported AUM

$1.3B

Discretionary

95%

Accounts

2,395

Average account

$55K

Employees

16

Advisory reps

9

Registered since

1980

Jurisdictions

18

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 2 of 2

• Malcolm Alfred Makin President, Chief Executive Officer, Chief Compliance Officer CRD 851143
• Joanna Elise Valentini Chief Operating Officer CRD 6892433

Advisory reps 3 of 9

• David Gabriel Aballo Registered Rep · Investment Adviser Rep CRD 7793846
• Patrick J Connelly Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5934645
• Malcolm A Makin Insurance Agent · Registered Rep · Investment Adviser Rep CRD 851143

6 more advisory reps, with emails, phones and branch locations

Location

Headquarters

9 Granite St
Westerly, RI 02891

County

Washington

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Registrations

• SEC registered
• Registered in 18 jurisdictions
• Website: ppgadvisors.com

Every state, with registration dates

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