Slocum, Gordon & Co. LLP

Overview

Slocum, Gordon & Co. LLP is an SEC registered investment adviser based in Newport, RI, registered since 1979. It reports $219M in assets under management across 253 accounts, with 5 employees. It has 2 investment adviser representatives.

Reported AUM

$219M

Discretionary

100%

Accounts

253

Average account

$866K

Employees

5

Advisory reps

2

Registered since

1979

Jurisdictions

7

As reported in the firm's February 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 3

• Michael Patrick Moeller Chief Compliance Officer, Director of Research CRD 6465328
• Barclay Douglas Partner CRD 4346937
• Jeffrey L Gordon Partner CRD 4346932

Advisory reps 2 of 2

• Jeffrey L Gordon Investment Adviser Rep CRD 4346932
• Michael Patrick Moeller Investment Adviser Rep CRD 6465328

Location

Headquarters

39 Mill St
Newport, RI 02840

County

Newport

Metro area

Providence-Warwick, RI-MA

Region

Northeast

Registrations

• SEC registered
• Registered in 7 jurisdictions
• Website: slocumgordon.com

Every state, with registration dates

Similar firms near Newport

• Young Richard C & Co LtdNewport, RI$1.8B AUM
• Transwestern Capital Advisors, LLCNewport, RI$73.7M AUM
• Merlin Asset ManagementNewport, RI$50.2M AUM
• Fiam LLCSmithfield, RI$348B AUM
• Providence Equity Partners L.L.C.Providence, RI$24.1B AUM