Southstate Securities Corp.

Overview

Southstate Securities Corp. is a Broker Dealer based in Memphis, TN, formed in 1969 in Tennessee. Its 85 registered representatives work across 13 branch offices in 9 states.

Registered reps

85

Branch offices

13

Formed

1969

Jurisdictions

49

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• 11 more

Executive officers 3 of 5

• Kimberly Shay Tucker Operations Manager, Principal Operations Officer CRD 7370391
• Heather Diane Howard Corporate Secretary, Chief Compliance Officer CRD 4349745
• James Crowell Cherry Chief Compliance Officer CRD 2870353

2 more executive officers, with direct contact details

Registered reps 3 of 85

• David Mclean Adams Registered Rep CRD 1896627
• Frederick Jay Arnold Jr. Registered Rep CRD 1171207
• Thomas Arsenault Registered Rep CRD 7492663

82 more registered reps, with emails, phones and branch locations

Location

Headquarters

6750 Poplar Ave Ste 300
Memphis, TN 38138

County

Shelby

Metro area

Memphis, TN-MS-AR

Region

South

Branch offices

13 in 9 states, including Birmingham, AL, Boulder, CO and Atlanta, GA

Registrations

• FINRA member, corporation formed in Tennessee
• Registered in 49 jurisdictions
• Website: duncanwilliams.com

Every state, with registration dates

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