B. Riley Wealth Management

Overview

B. Riley Wealth Management is a Broker Dealer based in Memphis, TN, formed in 1992 in Tennessee. Its 254 registered representatives work across 58 branch offices in 21 states.

Registered reps

254

Branch offices

58

Formed

1992

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• 12 more

Executive officers 3 of 5

• Michael Anthony Mullen Chief Executive Officer CRD 1428116
• Daniel Ortega Chief Compliance Officer CRD 3095215
• Mary Ann Nell Swain Chief Financial Officer CRD 6484916

2 more executive officers, with direct contact details

Registered reps 3 of 254

• Viqas Akhtar Registered Rep CRD 5624412
• Michael J Allan Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1257882
• Woodworth Steven Anderson Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1198409

251 more registered reps, with emails, phones and branch locations

Location

Headquarters

40 S Main St Ste 1800
Memphis, TN 38103

County

Shelby

Metro area

Memphis, TN-MS-AR

Region

South

Branch offices

58 in 21 states, including Boca Raton, FL, Chicago, IL and New York, NY

Registrations

• FINRA member, corporation formed in Tennessee
• Registered in 53 jurisdictions
• Website: brileyfin.com

Every state, with registration dates

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