C. L. King & Associates, Inc.

Overview

C. L. King & Associates, Inc. is a Broker Dealer based in Albany, NY, formed in 1972 in New York. Its 26 registered representatives work across 2 branch offices in 1 state.

Registered reps

26

Branch offices

2

Formed

1972

Jurisdictions

36

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Inter-Dealer Markers in Corporate Securities
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Other
• Securities Underwriting
• Stock
• 2 more

Executive officers 3 of 6

• Candace King Weir President, Director, Chief Executive Officer CRD 269796
• Peter John McMillen Chief Financial Officer, Principal Financial Officer, Principal Operations Officer CRD 2061930
• Richard James Gimon Chief Compliance Officer, Director CRD 3217139

3 more executive officers, with direct contact details

Registered reps 3 of 26

• Nicholas Amodio Registered Rep CRD 2518139
• Robert Albert Benton Registered Rep CRD 4378310
• Jay Jing Chen Registered Rep CRD 7851534

23 more registered reps, with emails, phones and branch locations

Location

Headquarters

9 Elk St
Albany, NY 12207

County

Albany

Metro area

Albany-Schenectady-Troy, NY

Region

Northeast

Branch offices

2 in 1 state, including New York, NY

Registrations

• FINRA member, corporation formed in New York
• Registered in 36 jurisdictions
• Website: clking.com

Every state, with registration dates

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