Purshe Kaplan Sterling Investments

Overview

Purshe Kaplan Sterling Investments is a Broker Dealer based in Albany, NY, formed in 1993 in New York. Its 1,442 registered representatives work across 573 branch offices in 48 states.

Registered reps

1,442

Branch offices

573

Formed

1993

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Kiosk Activities - Bank
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Oil & Gas Partnerships
• Options
• Other
• 6 more

Executive officers 3 of 4

• John Peter Purcell Chief Executive Officer CRD 1664678
• Katherine Marie Flouton President CRD 4405001
• Peter David Kvam Chief Compliance Officer CRD 4301918

1 more executive officer, with direct contact details

Registered reps 3 of 1,442

• Azeem Salim Abdul Haqq Registered Rep · Investment Adviser Rep CRD 2587685
• Andrew Gregory Abel Registered Rep · Investment Adviser Rep CRD 7396980
• Amanda T Adams Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6905985

1,439 more registered reps, with emails, phones and branch locations

Location

Headquarters

80 State St
Albany, NY 12207

County

Albany

Metro area

Albany-Schenectady-Troy, NY

Region

Northeast

Branch offices

573 in 48 states, including Houston, TX, Chicago, IL and Greenwood Village, CO

Registrations

• FINRA member, corporation formed in New York
• Registered in 52 jurisdictions
• Website: pksinvest.com

Every state, with registration dates

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