D.M. Kelly & Company

Overview

D.M. Kelly & Company is a Broker Dealer based in Des Moines, IA, formed in 1995 in Iowa. Its 7 registered representatives work across 1 branch offices in 1 state.

Registered reps

7

Branch offices

1

Formed

1995

Jurisdictions

41

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• 12 more

Executive officers 3 of 5

• Daniel Michael Kelly President, Voting Shareholder CRD 266912
• Kevin Alexander Shires Chief Financial Officer, Financial and Operations Principal CRD 4974827
• Kathleen Crichton Halliwell Chief Compliance Officer, Office of Supervisory Jurisdiction Supervisor

2 more executive officers, with direct contact details

Registered reps 3 of 7

• Joseph Robert Fiorentino Registered Rep · Investment Adviser Rep CRD 8150802
• Kathleen Crichton Halliwell Registered Rep CRD 1216284
• Andrew Joseph Harrison Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6279956

4 more registered reps, with emails, phones and branch locations

Location

Headquarters

3900 Ingersoll Ave Ste 300
Des Moines, IA 50312

County

Polk

Metro area

Des Moines-West Des Moines, IA

Region

Midwest

Branch offices

1 in 1 state

Registrations

• FINRA member, corporation formed in Iowa
• Registered in 41 jurisdictions
• Website: dmkc.com

Every state, with registration dates

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