Herbert J. Sims & Co, Inc.

Overview

Herbert J. Sims & Co, Inc. is a Broker Dealer based in Fairfield, CT, formed in 2012 in Delaware. Its 90 registered representatives work across 12 branch offices in 9 states.

Registered reps

90

Branch offices

12

Formed

2012

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Insurance
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Private Placements
• Retirement/Pension Products
• Securities of Non-Profit Organizations
• 4 more

Executive officers 3 of 6

• Aaron M Rulnick Managing Principal CRD 3149315
• Elizabeth Barnett Sims Managing Principal CRD 5000820
• Jason Howard Diamond Chief Financial Officer, Managing Principal CRD 2320884

3 more executive officers, with direct contact details

Registered reps 3 of 90

• Carlos Ruben Alvarado Registered Rep · Investment Adviser Rep CRD 1329628
• Stephen Edwin Anderson Registered Rep CRD 4698909
• Shane Alexander Appelbaum Registered Rep · Investment Adviser Rep CRD 4772668

87 more registered reps, with emails, phones and branch locations

Location

Headquarters

2150 Post Rd Fl 301
Fairfield, CT 06824

County

Greater Bridgeport

Metro area

Bridgeport-Stamford-Norwalk, CT

Region

Northeast

Branch offices

12 in 9 states, including Boca Raton, FL, Charlotte, NC and Bloomington, MN

Registrations

• FINRA member, corporation formed in Delaware
• Registered in 53 jurisdictions
• Website: hjsims.com

Every state, with registration dates

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