Vision Financial Markets LLC

Overview

Vision Financial Markets LLC is a Broker Dealer based in Stamford, CT, formed in 2006 in Delaware. Its 49 registered representatives work across 5 branch offices in 3 states.

Registered reps

49

Branch offices

5

Formed

2006

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Floor Activiities
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Floor Activities
• Options
• Private Placements
• Stock
• 2 more

Executive officers 3 of 6

• Howard Martin Rothman President, Chief Financial Officer, Chief Executive Officer CRD 1098190
• Ana Martinez Vice President of Operations, Principal Operations Officer CRD 5288054
• John Michael Karafa Chief Compliance Officer, Registered Options and Security Futures Principal CRD 2927594

3 more executive officers, with direct contact details

Registered reps 3 of 49

• Robert Joseph Allen Registered Rep CRD 2364308
• William James Barry Registered Rep CRD 1403448
• Luke David Berte Registered Rep · Investment Adviser Rep CRD 6483149

46 more registered reps, with emails, phones and branch locations

Location

Headquarters

1010 Washington Blvd Ste 3
Stamford, CT 06901

County

Western Ct

Metro area

Bridgeport-Stamford-Norwalk, CT

Region

Northeast

Branch offices

5 in 3 states, including Delray Beach, FL, Miami Beach, FL and New York, NY

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: vfmarkets.com

Every state, with registration dates

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