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professional profile

Howard Martin Rothman

RRIAR Stamford, CT CRD 1098190 Last verified October 2026

Overview

Howard Martin Rothman is a registered representative and an investment adviser representative based in Stamford, CT, with 43 years in the industry.

Years in the industry
43
States registered
52
Exams passed
13
Current firms
2

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 52 states
  • Series 22
  • Series 24
  • Series 27
  • Series 3
  • Series 39
  • Series 4
  • Series 52TO
  • Series 57TO
  • Series 63
  • Series 65
  • Series 7
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1983

Book and practice

Firm assets under management on file

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