Sage, Rutty & Co., Inc.

Overview

Sage, Rutty & Co., Inc. is a Broker Dealer and registered investment adviser based in Rochester, NY, registered since 1937. It reports $3.5B in assets under management across 8,163 accounts, with 36 employees. Its 55 registered representatives work across 1 branch offices in 1 state.

Reported AUM

$3.5B

Discretionary

52%

Accounts

8,163

Average account

$424K

Employees

36

Registered reps

55

Branch offices

1

Registered since

1937

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Periodicals or Newsletters
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Insurance
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Retirement/Pension Products
• Securities Underwriting
• Stock
• 2 more

Executive officers 3 of 22

• Trevor William Holly President, Chief Executive Officer, Shareholder CRD 6215542
• Matthew James Lacey Controller, Treasurer, Financial And Operations Principal CRD 5299622
• Wayne Foster Holly Executive Chairperson, Shareholder, Director CRD 1019229

19 more executive officers, with direct contact details

Registered reps 3 of 55

• Zachary T Armstrong Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6074547
• Dustin Lee Baker Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5976892
• James Paul Burke Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2226672

52 more registered reps, with emails, phones and branch locations

Location

Headquarters

100 Corporate Woods Ste 300
Rochester, NY 14623

County

Monroe

Metro area

Rochester, NY

Region

Northeast

Branch offices

1 in 1 state

Registrations

• SEC registered, corporation formed in New York
• Registered in 46 jurisdictions
• Website: sagerutty.com

Every state, with registration dates

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