Ashton Thomas Securities, LLC

Overview

Ashton Thomas Securities, LLC is a Broker Dealer and registered investment adviser based in Rochester, NY, registered since 1985. It reports $1.9B in assets under management across 2,282 accounts, with 46 employees. Its 89 registered representatives work across 16 branch offices in 10 states.

Reported AUM

$1.9B

Discretionary

97%

Accounts

2,282

Average account

$815K

Employees

46

Registered reps

89

Branch offices

16

Registered since

1985

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• Other
• 6 more

Executive officers 3 of 4

• Joseph Anthony Lanzisera President CRD 1052572
• Kevin Kading Chief Financial Officer CRD 6864477
• Kimberly Johnson Chief Compliance Officer CRD 5378831

1 more executive officer, with direct contact details

Registered reps 3 of 89

• Matthew B Adler Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1021953
• Gerald Haig Ariyan Registered Rep · Investment Adviser Rep CRD 2326282
• Daniel Stephen Bauers Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5458897

86 more registered reps, with emails, phones and branch locations

Location

Headquarters

100 Meridian Centre Blvd Ste 204
Rochester, NY 14618

County

Monroe

Metro area

Rochester, NY

Region

Northeast

Branch offices

16 in 10 states, including Aspen, CO, Boston, MA and Aberdeen, WA

Registrations

• SEC registered, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: excelsecurities.com

Every state, with registration dates

Similar firms near Rochester

• Lifemark Securities Corp.Rochester, NY163 reps
• Paychex Securities CorporationRochester, NY132 reps
• Sage, Rutty & Co., Inc.Rochester, NY53 reps
• Brighton Securities Corp.Rochester, NY31 reps
• Mutual Funds Associates Inc.Rochester, NY9 reps