Ballast Rock Capital LLC

Overview

Ballast Rock Capital LLC is a Broker Dealer based in Charleston, SC, formed in 2022 in Delaware. Its 11 registered representatives work across 1 branch offices in 1 state.

Registered reps

11

Branch offices

1

Formed

2022

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Private Placements

Executive officers 3 of 3

• Thomas Eldredge Carroll-connell Chief Executive Officer CRD 4992661
• Dennis Michael Azary Co-Chief Compliance Officer, Financial And Operations Principal CRD 2384263
• Carrie C Schneidman Co-Chief Compliance Officer CRD 3137950

Registered reps 3 of 11

• Dennis Michael Azary Registered Rep CRD 2384263
• Thomas Eldredge Carroll-Connell Registered Rep CRD 4992661
• Troy John Davidson Registered Rep · Investment Adviser Rep CRD 5633234

8 more registered reps, with emails, phones and branch locations

Location

Headquarters

460 King St Ste 200
Charleston, SC 29403

County

Charleston

Metro area

Charleston-North Charleston, SC

Region

South

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 52 jurisdictions
• Website: ballastrock.com

Every state, with registration dates

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