Tower Principal Markets LLC

Overview

Tower Principal Markets LLC is a Broker Dealer based in Mount Pleasant, SC, formed in 2022 in Delaware. Its 38 registered representatives work across 3 branch offices in 3 states.

Registered reps

38

Branch offices

3

Formed

2022

Jurisdictions

2

Contact

1 phone number on file

Practice

Products and services

• Corporate Bonds
• Inter-Dealer Markers in Corporate Securities
• Non-Floor Activities
• Options
• Other
• Trading Securities for Own Account
• US Government Securities Dealer

Executive officers 3 of 5

• Kenneth Nixon Wilson Chief Executive Officer CRD 3014927
• Michael Greg Ellman Principal Operations Officer, Financial and Operations Principal CRD 5574667
• Sean Patrick Concannon Principal Financial Officer CRD 5364102

2 more executive officers, with direct contact details

Registered reps 3 of 38

• Alexander Nicholas Alino Registered Rep CRD 6846351
• Udit Naren Bansal Registered Rep CRD 7882366
• Han Chen Registered Rep CRD 7993628

35 more registered reps, with emails, phones and branch locations

Location

Headquarters

111 Coleman Blvd Ste 404
Mount Pleasant, SC 29464

County

Charleston

Metro area

Charleston-North Charleston, SC

Region

South

Branch offices

3 in 3 states, including Chicago, IL, New York, NY and Windham, NH

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 2 jurisdictions
• Website: tower-research.com

Every state, with registration dates

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