Founders M&A Advisory, LLC

Overview

Founders M&A Advisory, LLC is a Broker Dealer based in Birmingham, AL, formed in 2013 in Alabama. Its 19 registered representatives work across 1 branch offices in 1 state.

Registered reps

19

Branch offices

1

Formed

2013

Jurisdictions

4

Contact

1 phone number on file

Practice

Products and services

• Investment Banking
• Mergers & Acquisitions
• Other

Executive officers 3 of 6

• James Wesley Legg President, Chief Executive Officer CRD 6358296
• Enrique Alvarez Financial and Operations Principal CRD 4622342
• Eric Obie Cates IV Chief Compliance Officer CRD 6394899

3 more executive officers, with direct contact details

Registered reps 3 of 19

• Eugene Jackson Bazemore Jr. Registered Rep CRD 3079731
• Mary Katherine Candela Registered Rep CRD 6349807
• Eric Obie Cates IV Registered Rep CRD 6394899

16 more registered reps, with emails, phones and branch locations

Location

Headquarters

2400 5th Ave S Ste 100
Birmingham, AL 35233

County

Jefferson

Metro area

Birmingham-Hoover, AL

Region

South

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in Alabama
• Registered in 4 jurisdictions
• Website: foundersib.com

Every state, with registration dates

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