Lanark Financial, Inc.

Overview

Lanark Financial, Inc. is a Broker Dealer and registered investment adviser based in Birmingham, AL, registered since 1986. It reports $1.8B in assets under management across 4,966 accounts, with 68 employees. Its 85 registered representatives work across 25 branch offices in 11 states.

Reported AUM

$1.8B

Discretionary

45%

Accounts

4,966

Average account

$359K

Employees

68

Registered reps

85

Branch offices

25

Registered since

1986

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Options
• Private Placements
• 5 more

Executive officers 3 of 6

• John Robert Doody Jr Chief Executive Officer CRD 1703990
• Peyton Davis Falkenburg President CRD 5929303
• Frank Benner Falkenburg Managing Director CRD 204097

3 more executive officers, with direct contact details

Registered reps 3 of 85

• Steven G Abrams Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2842337
• Stephen Burnett Agricola Registered Rep · Investment Adviser Rep CRD 1326376
• Pierre Gaston Marc Allard Registered Rep · Investment Adviser Rep CRD 5860780

82 more registered reps, with emails, phones and branch locations

Location

Headquarters

1927 1st Ave N
Birmingham, AL 35203

County

Jefferson

Metro area

Birmingham-Hoover, AL

Region

South

Branch offices

25 in 11 states, including Farmington, MO, Fairhope, AL and Dubuque, IA

Registrations

• SEC registered, corporation formed in Alabama
• Registered in 51 jurisdictions
• Website: nbcsecurities.com

Every state, with registration dates

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