Regions Securities LLC

Overview

Regions Securities LLC is a Broker Dealer based in Atlanta, GA, formed in 2011 in Delaware. Its 162 registered representatives work across 7 branch offices in 6 states.

Registered reps

162

Branch offices

7

Formed

2011

Jurisdictions

51

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Interests in Mortgages or Other Receivables
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Other
• Private Placements
• Securities Underwriting
• Stock
• Trading Securities for Own Account
• U.S Government Securities Broker
• U.S Government Securities Dealer

Executive officers 3 of 5

• Neil Giardino Chief Executive Officer, President, Director CRD 2428962
• Glenn Christopher Holloway Financial and Operations Principal, Chief Financial Officer, Principal Financial Officer CRD 4566759
• Ritvig Nipendra Amin Chairman Of The Board, Director CRD 2901218

2 more executive officers, with direct contact details

Registered reps 3 of 162

• Zachary Bernard Abramczyk Registered Rep CRD 7795889
• Darren Nolan Abrams Registered Rep CRD 3096903
• Faizan A Ali Insurance Agent · Registered Rep CRD 7636932

159 more registered reps, with emails, phones and branch locations

Location

Headquarters

1180 W Peachtree St NW Ste 1400
Atlanta, GA 30309

County

Fulton

Metro area

Atlanta-Sandy Springs-Alpharetta, GA

Region

South

Branch offices

7 in 6 states, including Birmingham, AL, Charlotte, NC and Dallas, TX

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 51 jurisdictions
• Website: regions.com/securities.rf

Every state, with registration dates

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