The Strategic Financial Alliance, Inc.

Overview

The Strategic Financial Alliance, Inc. is a Broker Dealer and registered investment adviser based in Atlanta, GA, registered since 2003. It reports $382M in assets under management across 1,022 accounts, with 56 employees. Its 142 registered representatives work across 52 branch offices in 16 states.

Reported AUM

$382M

Discretionary

7%

Accounts

1,022

Average account

$374K

Employees

56

Registered reps

142

Branch offices

52

Registered since

2003

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• Other
• 6 more

Executive officers 3 of 8

• Clive Slovin Director, President CRD 1101301
• Anna Elise Tatum Chief Financial Officer CRD 7273094
• Deaderick K Jones Vice President, Chief Compliance Officer, CCO CRD 3029947

5 more executive officers, with direct contact details

Registered reps 3 of 142

• Rebecca R Abel Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4216990
• Caroline Madolyn Ainsworth Insurance Agent · Registered Rep · Investment Adviser Rep CRD 7405851
• Andrea Lynn Albu Registered Rep · Investment Adviser Rep CRD 2221132

139 more registered reps, with emails, phones and branch locations

Location

Headquarters

2200 Century Pkwy NE Ste 500
Atlanta, GA 30345

County

DeKalb

Metro area

Atlanta-Sandy Springs-Alpharetta, GA

Region

South

Branch offices

52 in 16 states, including Peachtree Corners, GA, Raleigh, NC and Honolulu, HI

Registrations

• SEC registered, corporation formed in Georgia
• Registered in 53 jurisdictions
• Website: thesfa.net

Every state, with registration dates

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