The Spartan Group

Overview

The Spartan Group is a Broker Dealer based in Pasadena, CA, formed in 2002 in California. Its 5 registered representatives work across 2 branch offices in 1 state.

Registered reps

5

Branch offices

2

Formed

2002

Jurisdictions

11

Contact

1 phone number on file

Practice

Products and services

• Other
• Private Placements

Executive officers 3 of 3

• Steven Lee Thornton Financial and Operations Principal CRD 4496384
• Peter Dawson Morgan Founding Member, Chief Compliance Officer CRD 1264882
• John Orville Johnson Founding Member CRD 3167704

Registered reps 3 of 5

• John Orville Johnson Registered Rep CRD 3167704
• Juan Enrique Mondragon Registered Rep CRD 2744207
• Peter Dawson Morgan Registered Rep CRD 1264882

2 more registered reps, with emails, phones and branch locations

Location

Headquarters

16 N Marengo Ave Ste 307
Pasadena, CA 91101

County

Los Angeles

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

2 in 1 state, including Tiburon, CA

Registrations

• FINRA member, limited liability company formed in California
• Registered in 11 jurisdictions
• Website: thespartangroup.com

Every state, with registration dates

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