Griffinest Asia Securities, LLC

Overview

Griffinest Asia Securities, LLC is a Broker Dealer based in Pasadena, CA, formed in 2004 in California. Its 23 registered representatives work across 1 branch offices in 1 state.

Registered reps

23

Branch offices

1

Formed

2004

Jurisdictions

3

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Kiosk Activities - Bank
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• Other
• 8 more

Executive officers 3 of 4

• Victor Huang-chiang Lin Chief Executive Officer, General Securities Principal CRD 4351482
• Chung Ping Li General Securities Principal, Senior Manager CRD 4575230
• Katie S Tai Chief Compliance Officer, Financial and Operations Principal CRD 4229635

1 more executive officer, with direct contact details

Registered reps 3 of 23

• Yi-Jen Chen Registered Rep CRD 6825453
• Chia Kai Chiang Registered Rep CRD 6784766
• Li-Hsiu Cho Registered Rep CRD 6330177

20 more registered reps, with emails, phones and branch locations

Location

Headquarters

301 N Lake Ave Ste 100
Pasadena, CA 91101

County

Los Angeles

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

1 in 1 state

Registrations

• FINRA member, limited liability company formed in California
• Registered in 3 jurisdictions
• Website: griffinasia.com

Every state, with registration dates

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