Skip to main content
firm profile

Union Capital Company

BDRIA Tucson, AZ CRD 110301 Last verified October 2026

Overview

Union Capital Company is a Broker Dealer and registered investment adviser based in Tucson, AZ, registered since 2001. It reports $15M in assets under management across 414 accounts, with 13 employees. Its 12 registered representatives work across 2 branch offices in 2 states.

Reported AUM
$15M
Discretionary
2%
Accounts
414
Average account
$362K
Employees
13
Registered reps
12
Branch offices
2
Registered since
2001

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Individuals or Small Business
  • Selection of Other Advisors
Client types
  • High Net Worth Individuals
  • Individuals
Fee structure
Commissions and Percentage of Assets
Products and services
  • Alternative Investments
  • Corporate Bonds
  • Derivatives
  • Insurance
  • Interests in Mortgages or Other Receivables
  • Investment Advisory Services
  • Limited Partnerships Primary Distributions
  • Municipal Securities Broker
  • Mutual Fund/Retailer
  • Mutual Funds
  • Non-Enchange Member Transactions
  • Options
  • 5 more

Executive officers 2 of 2

Registered reps 3 of 12

9 more registered reps, with emails, phones and branch locations

Location

Headquarters
6083 E Grant Rd
Tucson, AZ 85712
County
Pima
Metro area
Tucson, AZ
Region
West
Branch offices
2 in 2 states, including Poland, OH

Registrations

  • SEC registered, corporation formed in Arizona
  • Registered in 43 jurisdictions
  • Website: unioncapital.com

Every state, with registration dates

Similar firms near Tucson

request a demo

See what we have on Union Capital Company

We'll walk you through the full profile and how to find more firms like this one.

Enter your first name.

Enter your last name.

Enter a work email, like you@firm.com.

Enter your company.

Sign in Request a demo