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broker dealers by state

Broker Dealers in Puerto Rico

934 Broker Dealers are registered in Puerto Rico. 49 of them have branch offices here, where 842 registered reps work.

934Registered in Puerto Rico
49With offices here
157Branch offices
842Reps at those offices
17Headquartered here

#52 of 52 by Broker Dealer offices. Each firm is counted once.

the largest here

The largest Broker Dealers in Puerto Rico, by reps at Puerto Rico offices.

FirmReps hereOffices hereReps in allHeadquarters
PFS Investments Inc.also an RIA firm 199 35 19,375 Duluth, GA
Popular Securities, LLCalso an RIA firm 99 7 100 San Juan, PR
UBS Financial Services Inc.also an RIA firm 65 2 10,549 Weehawken, NJ
Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm 54 1 27,235 New York, NY
MML Investors Services, LLCalso an RIA firm 49 6 7,226 Springfield, MA
Equitable Advisors, LLCalso an RIA firm 39 16 5,430 New York, NY
Insigneo Securities, LLC 39 1 445 Miami, FL
Nationwide Planning Associates Inc. 33 5 81 Fair Lawn, NJ
Kovack Securities Inc. 29 7 356 Ft Lauderdale, FL
Oriental Financial Services LLCalso an RIA firm 27 4 27 San Juan, PR

Cities with the most offices

Broker Dealer branch offices in each city.

San Juan73
Guaynabo30
Ponce11
Mayaguez6
Arecibo4
Dorado4
Bayamon3

Headquartered in Puerto Rico

17 Broker Dealers are headquartered in Puerto Rico. The largest by reps: Popular Securities, LLC, First Southern, LLC, Oriental Financial Services LLC, Gamma Securities, LLC and Cuatro Capital Securities LLC.

Dual registered
153 of the Broker Dealers registered in Puerto Rico are also RIA firms.
Newer firms
75 Broker Dealers registered in Puerto Rico were formed in 2022 or later.
One rep offices
61 of the 157 branch offices in Puerto Rico have a single registered rep.
beyond a registration lookup

Every firm, every rep, one record.

A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.

Filings

Size, registrations and practice

Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.

People

Executives and every rep

Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.

Offices

Headquarters and branches

Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.

Act on it

Search, CRM, Claude and ChatGPT

Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Puerto Rico Broker Dealers, answered.

How many Broker Dealers are registered in Puerto Rico?

934 Broker Dealers are registered in Puerto Rico. 49 of them have branch offices there, and 17 are headquartered there.

Which Broker Dealers have the most reps in Puerto Rico?

PFS Investments Inc. (199 reps at 35 offices), Popular Securities, LLC (99 reps at 7 offices) and UBS Financial Services Inc. (65 reps at 2 offices).

How many reps work at Broker Dealer offices in Puerto Rico?

842 registered representatives work at 157 Broker Dealer branch offices in Puerto Rico.

Why are so many Broker Dealers registered in every state?

A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.

Can I send these firms to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Puerto Rico Broker Dealers on Accupoint.

Every firm with its offices, executives and reps, or talk with our team about the audience you need.