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professional profile

Matthew Douglas Bates

RRIAR Rockford, IL CRD 8175351 Last verified October 2026

Overview

Matthew Douglas Bates is a registered representative and an investment adviser representative based in Rockford, IL.

States registered
1
Exams passed
3
Current firms
2

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 1 state
  • Series 66
  • Series 7TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 2026

Book and practice

Firm assets under management on file

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