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professional profile

Charles Cawthon Sorsby

RRIAR FL CRD 809318 Last verified October 2026

Overview

Charles Cawthon Sorsby is a registered representative and an investment adviser representative based in FL, with 51 years in the industry.

Years in the industry
51
States registered
9
Exams passed
11
Current firms
2

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 9 states
  • PC
  • Series 24
  • Series 28
  • Series 4
  • Series 52TO
  • Series 53
  • Series 63
  • Series 65
  • Series 7
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1975

Book and practice

Firm assets under management on file

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