Charles William Rocco, CFP

Overview

Charles William Rocco is an insurance agent, a registered representative and an investment adviser representative based in Fairfield, CT, with 14 years in the industry.

Years in the industry

14

States licensed

6

States registered

44

Carrier appointments

7

Contact

2 business emails and 2 phone numbers on file

Registrations and licenses

• Licensed in 6 states
• Registered in 44 states

• Agent
• Producer
• Series 24
• Series 66
• Series 7
• SIE

6 lines of authority, with every state and its dates

Firms

• Lpl Financial LLCCurrent firm
• Moneco AdvisorsCurrent firm
• Rocco & Associates Wealth Management Inc.Current firm

Employment history since 2012

Carriers

7 active carrier appointments

Book and practice

Firm assets under management on file