Alvin Dale Riley II, CFP

Overview

Alvin Dale Riley II is a registered representative and an investment adviser representative based in Charlotte, NC, with 14 years in the industry.

Years in the industry

14

States registered

1

Exams passed

4

Current firms

2

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

• Registered in 1 state

• Series 63
• Series 65
• Series 7
• SIE

Every state, with registration and license dates

Firms

• Lpl Financial LLCCurrent firm
• Independent Advisor Alliance, LLCCurrent firm

Employment history since 2012

Book and practice

Firm assets under management on file